Our Reports

AFU reply to RAID's memo

Letter from HM Treasury Asset Freezing Unit refusing to answer specific queries raised in RAID's memo on the grounds of confidentiality

AFU reply to RAID's memo

Summary: Questions of Compliance (French)

Report detailing shortcomings in the regulation of London's Alternative Investment Market (AIM), in the light of AIM's inadequate response to RAID's 2011 report 'Questions of Compliance' (Executive Summary)

Summary: Questions of Compliance (French)

Letter to Asset Freezing Unit (AFU) re RAID's memo

Letter requesting an update from HM Treasury Asset Freezing Unit on RAID's memorandum concerning ENRC's offer for CAMEC

Letter to Asset Freezing Unit (AFU) re RAID's memo

ENRC/CAMEC memorandum

Memorandum to HM Treasury Asset Freezing Unit concerning ENRC's offer for CAMEC, with cover letter

ENRC/CAMEC memorandum

Questions of Compliance

Report detailing shortcomings in the regulation of London's (junior) Alternative Investment Market and recommending reform, with specific reference to the conduct of CAMEC and Seymour Pierce

Questions of Compliance

oz_bribery_in_its_purest_form_executive_summary_rev

Reports on the repeated failure of the UK regulatory authorities over a 10-year period to take action to prevent assets acquired through corrupt means being traded on the London markets.

In September 2016, the U.S. Department of Justice (DOJ) charged Och-Ziff Capital Management Group LLC (Och-Ziff), one of the largest hedge funds in the world, with conspiracy to violate the anti-bribery provisions of the Foreign Corrupt Practices Act (FCPA). The Securities and Exchange Commission (SEC), which regulates the New York stock exchange, also announced that Och-Ziff had agreed to settle civil charges of violating the FCPA. RAID’s report examines the corrupt transactions in Democratic Republic of Congo (DRC) and suspicious payments in Zimbabwe, as detailed by the SEC and DOJ.

oz_bribery_in_its_purest_form_executive_summary_rev.pdf