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Summary: Questions of Compliance (French)

RAID

July 19, 2012

Report detailing shortcomings in the regulation of London's Alternative Investment Market (AIM), in the light of AIM's inadequate response to RAID's 2011 report 'Questions of Compliance' (Executive Summary)
Summary: Questions of Compliance (French)
Tags: Bredenkamp, John, cobalt/cobalt trade, conflict minerals, copper/copper mining, Dodd-Frank Act, due diligence, financial regulation, Gertler, Dan, Rautenbach, Muller Conrad, stock market, UN Guiding Principles, Zanu-PF/Mugabe, Robert, Congo, The Democratic Republic of the
Questions of Compliance - Executive Summary

RAID

July 19, 2012

Report detailing shortcomings in the regulation of London's Alternative Investment Market (AIM), in the light of AIM's inadequate response to RAID's 2011 report 'Questions of Compliance' (Executive Summary)
Questions of Compliance - Executive Summary
Tags: Bredenkamp, John, cobalt/cobalt trade, conflict minerals, copper/copper mining, Dodd-Frank Act, due diligence, financial regulation, Gertler, Dan, sanctions, stock market, UN Guiding Principles, Zanu-PF/Mugabe, Robert, Congo, The Democratic Republic of the
Asset Laundering and AIM

RAID

July 19, 2012

Report detailing shortcomings in the regulation of London's Alternative Investment Market (AIM) and recommending reform, in the light of AIM's failure to respond adequately to RAID's 2011 report 'Questions of Compliance'
Asset Laundering and AIM
Tags: Bredenkamp, John, cobalt/cobalt trade, conflict minerals, copper/copper mining, Dodd-Frank Act, due diligence, financial regulation, Gertler, Dan, Rautenbach, Muller Conrad, sanctions, stock market, UN Guiding Principles, Zanu-PF/Mugabe, Robert, Congo, The Democratic Republic of the
Questions of Compliance

RAID

May 13, 2011

Report detailing shortcomings in the regulation of London's (junior) Alternative Investment Market and recommending reform, with specific reference to the conduct of CAMEC and Seymour Pierce
Questions of Compliance
Tags: Bredenkamp, John, cobalt/cobalt trade, conflict minerals, copper/copper mining, Dodd-Frank Act, due diligence, financial regulation, Gertler, Dan, Rautenbach, Muller Conrad, sanctions, stock market, UN Guiding Principles, Zanu-PF/Mugabe, Robert, Congo, The Democratic Republic of the

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