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PR: Asset laundering report
RAID
July 19, 2012
"The London Stock Exchange – A haven for laundered conflict assets?"
PR: Asset laundering report -
AIM reply to report
London Stock Exchange
April 24, 2012
Letter from head of AIM Regulation refusing to answer specific queries raised by 'Questions of Compliance' on the grounds of confidentiality
AIM reply to report -
Letter to AIM re Seymour Pierce
RAID
February 29, 2012
Letter to AIM Regulation requesting clarification following the public censure of Seymour Pierce and its relationship, if any, to the points raised in 'Questions of Compliance'
Letter to AIM re Seymour Pierce -
AIM acknowledgement of RAID's report
London Stock Exchange
August 3, 2011
Letter from head of AIM Regulation acknowledging receipt of 'Questions of Compliance' and undertaking to investigate thoroughly
AIM acknowledgement of RAID's report -
FSA acknowledgement of RAID's report
FSA
June 20, 2011
Letter from the Financial Services Authority's Head of Markets acknowledging receipt of 'Questions of Compliance' and refusing to comment on the grounds of confidentiality
FSA acknowledgement of RAID's report -
Letter to FSA re 'Questions of Compliance' report
RAID
June 4, 2011
Letter to Chief Executive of Financial Services Authority enclosing a copy of 'Questions of Compliance'
Letter to FSA re 'Questions of Compliance' report -
Questions of Compliance
RAID
May 13, 2011
Report detailing shortcomings in the regulation of London's (junior) Alternative Investment Market and recommending reform, with specific reference to the conduct of CAMEC and Seymour Pierce
Questions of Compliance -
second_witness_statement_of_patricia_feeney
RAID
Second Witnesss Statement of Patricia Feeney, Rights and Accountability in Development (RAID) v (1) The Information Commissioner, (2) Her Najesty's Treasury, Case No. EA/2015/0019, First- Tier Tribunal (Information Rights)
second_witness_statement_of_patricia_feeney.pdf -
first_witness_statement_of_patricia_feeney
RAID
Witnesss Statement of Patricia Feeney, Rights and Accountability in Development (RAID) v (1) The Information Commissioner, (2) Her Najesty's Treasury, Case No. EA/2015/0019, First- Tier Tribunal (Information Rights)
first_witness_statement_of_patricia_feeney.pdf -
redacted_second_statement_of_peter_maydon_open_version
HM Treasury
Second Witnesss Statement of Mr Peter Maydon, Rights and Accountability in Development (RAID) v (1) The Information Commissioner, (2) Her Najesty's Treasury, Case No. EA/2015/0019, First- Tier Tribunal (Information Rights)
redacted_second_statement_of_peter_maydon_open_version.pdf