Our Reports

AFU acknowledgement of RAID's correspondence

Letter from HM Treasury Asset Freezing Unit acknowledging receipt of RAID's memorandum on ENRC's offer for CAMEC

AFU acknowledgement of RAID's correspondence

AIM acknowledgement of RAID's report

Letter from head of AIM Regulation acknowledging receipt of 'Questions of Compliance' and undertaking to investigate thoroughly

AIM acknowledgement of RAID's report

ENRC/CAMEC memorandum

Memorandum to HM Treasury Asset Freezing Unit concerning ENRC's offer for CAMEC, with cover letter

ENRC/CAMEC memorandum

FSA acknowledgement of RAID's report

Letter from the Financial Services Authority's Head of Markets acknowledging receipt of 'Questions of Compliance' and refusing to comment on the grounds of confidentiality

FSA acknowledgement of RAID's report

Letter to FSA re 'Questions of Compliance' report

Letter to Chief Executive of Financial Services Authority enclosing a copy of 'Questions of Compliance'

Letter to FSA re 'Questions of Compliance' report

Questions of Compliance

Report detailing shortcomings in the regulation of London's (junior) Alternative Investment Market and recommending reform, with specific reference to the conduct of CAMEC and Seymour Pierce

Questions of Compliance

oz_bribery_in_its_purest_form_executive_summary_rev

Reports on the repeated failure of the UK regulatory authorities over a 10-year period to take action to prevent assets acquired through corrupt means being traded on the London markets.

In September 2016, the U.S. Department of Justice (DOJ) charged Och-Ziff Capital Management Group LLC (Och-Ziff), one of the largest hedge funds in the world, with conspiracy to violate the anti-bribery provisions of the Foreign Corrupt Practices Act (FCPA). The Securities and Exchange Commission (SEC), which regulates the New York stock exchange, also announced that Och-Ziff had agreed to settle civil charges of violating the FCPA. RAID’s report examines the corrupt transactions in Democratic Republic of Congo (DRC) and suspicious payments in Zimbabwe, as detailed by the SEC and DOJ.

oz_bribery_in_its_purest_form_executive_summary_rev.pdf

RAID Submission to Review of the Alternative Investment Market (AIM)

Response to consultation by the London Stock exchange to review the rulebooks for its junior AIM market.

RAID Submission to Review of the Alternative Investment Market (AIM)